Highlights: Lesson 1: Introductions to the Basics of Sanctions (8 February 2022) Lesson 2: Introductions to the US Sanctions Regime (8 March 2022) Lesson 3: Introductions to Sanctions Compliance Programme (7 April 2022) Lesson 4: Introductions to Sanctions Risk Due Diligence Research (5 May 2022) – Why sanctions risk due diligence is important – Customer […]
Events
Sanctions Series Lesson 3: Introductions to Sanctions Compliance Programme
Highlights: Lesson 1: Introductions to the Basics of Sanctions (8 February 2022) Lesson 2: Introductions to the US Sanctions Regime (8 March 2022) Lesson 3: Introductions to Sanctions Compliance Programme (7 April 2022) – Key elements in a sanctions compliance programme – Management commitment – Risk assessment – Staying current on sanctions – Policies , […]
Sanctions Series Lesson 2: Introductions to the US Sanctions Regime
Highlights: Lesson 1: Introductions to the Basics of Sanctions (8 February 2022) Lesson 2: Introductions to the US Sanctions Regime (8 March 2022) – Types of US sanctions – Specially Designated Nationals and Blocked Persons List (SDN) – OFAC – What are secondary sanctions – Entity List – BIS – Withhold Release Order – CBP […]
Sanctions Series Lesson 1: Introductions to the Basics of Sanctions
Highlights: Lesson 1: Introductions to the Basics of Sanctions (8 February 2022) – What are sanctions – Common objectives of sanctions – Who imposes sanctions – Common sanctions measures – Who is subject to sanctions – What sanctions are implemented in Hong Kong – The emerging China sanctions regime – Sanctions and ESG Lesson 2: […]
Upcoming – Sanctions Series: Understanding Sanctions: Basics, Regimes and Compliance Programme
Highlights: Lesson 1: Introductions to the Basics of Sanctions (8 February 2022) Lesson 2: Introductions to the US Sanctions Regime (8 March 2022) Lesson 3: Introductions to Sanctions Compliance Programme (7 April 2022) Lesson 4: Introductions to Sanctions Risk Due Diligence Research (5 May 2022) Speaker: Richard Ip Founder of Richard Ip Consultancy, a due […]
AML Series Lesson 4: Introduction of Customer Due Diligence
Highlights: Lesson 1: Introduction of HK AML/CTF Legal and Regulatory Regime (23 September 2021) Lesson 2: Introduction of Money Laundering Concept and the Legal Liability of Making Suspicious Transaction Report (28 October 2021) Lesson 3: Introduction of the AML/CTF Ordinance , Cap 615 (AMLO) (11 November 2021) Lesson 4: Introduction of Customer Due Diligence (9 […]
AML Series Lesson 3: Introduction of the AML/CTF Ordinance , Cap 615 (AMLO)
Highlights: Lesson 1: Introduction of HK AML/CTF Legal and Regulatory Regime (23 September 2021) Lesson 2: Introduction of Money Laundering Concept and the Legal Liability of Making Suspicious Transaction Report (28 October 2021) Lesson 3: Introduction of the AML/CTF Ordinance , Cap 615 (AMLO) (11 November 2021) – Why Hong Kong needs to enact AMLO – […]
AML Series Lesson 2: Introduction of Money Laundering Concept and the Legal Liability of Making Suspicious Transaction Report
Highlights: Lesson 1: Introduction of HK AML/CTF Legal and Regulatory Regime (23 September 2021) Lesson 2: Introduction of Money Laundering Concept and the Legal Liability of Making Suspicious Transaction Report (28 October 2021) – Why Hong Kong needs AML/CTF requirements – AML Laws, penalty and legal obligation – CTF Law, penalty and legal obligation – […]
AML Series Lesson 1: Introduction of HK AML/CTF Legal and Regulatory Regime (23 September 2021)
Highlights: Lesson 1: Introduction of HK AML/CTF Legal and Regulatory Regime (23 September 2021) – Why Hong Kong needs AML/CTF requirements – AML Laws, penalty and legal obligation – CTF Law, penalty and legal obligation – Which law enforcement agencies can enforce AML/CTF laws – AML law for financial and non-financial sectors – Other ancillary […]