Sanctions Series Lesson 4: Introductions to Sanctions Risk Due Diligence Research

Highlights: Lesson 1: Introductions to the Basics of Sanctions (8 February 2022) Lesson 2: Introductions to the US Sanctions Regime (8 March 2022) Lesson 3: Introductions to Sanctions Compliance Programme (7 April 2022) Lesson 4: Introductions to Sanctions Risk Due Diligence Research (5 May 2022) – Why sanctions risk due diligence is important – Customer […]

Sanctions Series Lesson 3: Introductions to Sanctions Compliance Programme

Highlights: Lesson 1: Introductions to the Basics of Sanctions (8 February 2022) Lesson 2: Introductions to the US Sanctions Regime (8 March 2022) Lesson 3: Introductions to Sanctions Compliance Programme (7 April 2022) – Key elements in a sanctions compliance programme – Management commitment – Risk assessment – Staying current on sanctions – Policies , […]

Upcoming – Sanctions Series: Understanding Sanctions: Basics, Regimes and Compliance Programme

Highlights: Lesson 1: Introductions to the Basics of Sanctions (8 February 2022) Lesson 2: Introductions to the US Sanctions Regime (8 March 2022) Lesson 3: Introductions to Sanctions Compliance Programme (7 April 2022) Lesson 4: Introductions to Sanctions Risk Due Diligence Research (5 May 2022) Speaker: Richard Ip Founder of Richard Ip Consultancy, a due […]

AML Series Lesson 4: Introduction of Customer Due Diligence

Highlights: Lesson 1: Introduction of HK AML/CTF Legal and Regulatory Regime (23 September 2021) Lesson 2: Introduction of Money Laundering Concept and the Legal Liability of Making Suspicious Transaction Report (28 October 2021) Lesson 3: Introduction of the AML/CTF Ordinance , Cap 615 (AMLO) (11 November 2021) Lesson 4: Introduction of Customer Due Diligence (9 […]

AML Series Lesson 2: Introduction of Money Laundering Concept and the Legal Liability of Making Suspicious Transaction Report

Highlights: Lesson 1: Introduction of HK AML/CTF Legal and Regulatory Regime (23 September 2021) Lesson 2: Introduction of Money Laundering Concept and the Legal Liability of Making Suspicious Transaction Report (28 October 2021) – Why Hong Kong needs AML/CTF requirements – AML Laws, penalty and legal obligation – CTF Law, penalty and legal obligation – […]

AML Series Lesson 1: Introduction of HK AML/CTF Legal and Regulatory Regime (23 September 2021)

Highlights: Lesson 1: Introduction of HK AML/CTF Legal and Regulatory Regime (23 September 2021) – Why Hong Kong needs AML/CTF requirements – AML Laws, penalty and legal obligation – CTF Law, penalty and legal obligation – Which law enforcement agencies can enforce AML/CTF laws – AML law for financial and non-financial sectors – Other ancillary […]